Responsibilities:• Ensure changes to compliance policies properly documented and communicated• Ensure all registrations required under AP/SMCR regimes properly completed including all backing documentation• Ensure all staff training requirements carried out and properly recorded• Coordinate Client audit program• Manage FCA connect• Dealing with all PA dealing or G&E approvals and ensure all properly recorded• Manage Conflict of Interest disclosures and processes• Ensure Breach & Complaint Register maintained and all required actions properly completed• Record all communication with Client relating to breaches and complaintsQualifications:• College Graduate of any field• Has 2-4 years relevant experience• Previous experience of some of above from a small Compliance department carryout mixed Responsibilities or a specific Central Compliance team carrying out some or of above NB need to consider if AP/SMCR experience required.Skills & Knowledge Required:• Expert regulatory knowledge and then how regulation applies across relevant business activities and oversight of such• Ability to work without supervision and under pressure• Efficient and well organized• Strong communication skills both written and verbal• Credible and assertive manner• Discretion, tact and resilience• Professional manner with the ability to influence and persuade• They must be a skilled communicator and able to deal with a wide variety of internal stakeholders and financial regulator
Wipro Philippines Inc. is one of the world's leading IT and BPO organization with approximately 100,000 employees spread across India and the globe and revenue of approx $5.0 billion in IT, BPO and R&D services (Wipro Limited).Rated as India’s most valuable IT Outsourcing and Business Process Outsourcing Company.Client base includes over 200 Fortune and 1000 Global firms across Americas, Europe, and Japan.CAGR of 36.5% in the last 5 years with 61 years track record of growth and profitability.Part of NYSE’s TMT (Technology-Media-Telecom) IndexWipro BPO currently manages over 115 different processes on behalf of 40 clients across geographies.Total of 15 delivery centers located in Brazil, China, Mexico, India, Poland, Romania, US and the Philippines.Wipro BPS has offices located in Manila and Cebu. It was awarded the ‘Best New BPO Locator’ for the year 2009 by BPAP and is an ISO 9001 and ISO 27001 certified company.Our achievement has been possible with Wiproites leading the way focusing on three main principles: Intensity to Win, Act with Sensitivity, and Unyielding Integrity.For more information about Wipro, please visit www.wipro.com.Like us on Facebook.com/WiproPH.Careers
You are not logged in yet. Please log in to view the details.
