COMPLIANCE OFFICER Job Qualifications:Passionate and positiveDegree qualified: may suit Accountant/ Auditor/ Mathematics majorAudit experience would be highly regarded (but not essential)Intermediate to Proficient: MS Outlook, Excel, Word and PowerPoint knowledgeABSOLUTE Attention to detailLogical thinkerAbility to work under tight deadlines.Excellent time management skillsKey Responsibilities & Duties:Be proactive within the organisation and look for opportunities to increase efficiency across the business through Game of InchesFile reviews/ audits- checking of client files to ensure they are compliant and meet standards of the licensee but also the high standard the Company requires.Researching/ learning licensee standards continually and supporting Paraplanners and Clients with any compliance questions they may have.Liaise efficiently and clearly with your Pod Members (including Paraplanners, Paraplanning Manager, Support Manager, TL- CSO, Client Service Officers) to outline compliance concernsProvide coaching and support for Compliance to Paraplanners and Clients as requiredOther Adhoc tasks:Support to the CO- TL/ Compliance Manager/ Management with adhoc tasksComplete file checks in preparation for AuditsCreation of tools for compliance or other efficienciesWhat we expect from you:To come to work Monday - FridayTo want to learn more everydayTo take pride in your workTo be the best version of yourself you can beTo grow in yourself, to grow in the companyTo believe and contribute to our values - Teamwork, Integrity, Excellence and SpiritedTo have fun!What you can expect from us:Support to grow; support to be challenged and support to learnWhilst we all work hard we also have a lot of fun along the wayBe offered a competitive salaryFor more information about our company, visit our website: http://smsfparaplanners.com.au If you're a talented individual who loves challenges, BE PART OF OUR GROWING TEAM and APPLY NOW!
