Compliance Officer for SEC & LGU

Industry Category	Services	Position	Lawyer / Legal Asst
Recruitment Department		Number Of Recruits	several
Work Location	Metro Manila (NCR) Taguig	Nature Of Work	Full Time
Gender Requirements	Male	Marriage Requirement	No marital status restrictions
Education Level	Master's Degree	Work Experience	No work experience restrictions
Age Requirement	Above 18 years old	Salary Package	Negotiable
Updated Date	2022-10-22	Valid Until	Valid for a long time

Hello from e-pon team!

We are looking for Compliance Officer for SEC & LGU to assist the Chief Legal and Compliance Officer (CLCO) and/or the Legal and Compliance Manager (LCM) in the review, drafting, preparation and submission of documents, contracts and other requirements of the company as required by Securities and Exchange Commission (SEC) and Local Government Unit (LGU) and other tasks as may be required from time to time.

Main Functions:

Assist the Chief Legal and Compliance Officer (CLCO) and/or the Legal and Compliance Manager (LCM) in the preparation and submission of reportorial compliance with the Securities and Exchange Commission (SEC) and concerned local government unit (LGU).Provide legal support, including drafting of legal of documents, conducting legal research, and calendar and mail management.Assist the CLCO and/or the LCM in the preparation of programs, processes, policies, and other regulatory documents required by SEC and/or LGU.Responsible for the monitoring of pending applications with SEC and/or LGU.Assist the CLCO and/or the LCM in the review, drafting, and finalization of documents, contracts, policies and other requirements of the company, different business units, its subsidiaries and affiliates as required by SEC and/or LGU.In-charge with the filing and submission of applications, registrations, and/or renewal with SEC and/or LGU.Can work independently or with a team.In-charge with the training and seminar of employees on data privacy.Manage external relations with SEC and/or LGU.Other tasks that may be assigned from time to time by the CLCO.

Qualifications:

Candidate must be a college graduate/Juris DoctorMust have at least 3-5 years’ experience in corporate housekeeping/regulatory compliance with SEC and/or LGU.Excellent organizational skills, proficient communication skills, effective problem-solving skills, assessment & interpretation skills, critical thinking ability, creativity, integrity, strong people skills, up-to-date knowledge of business technology and IT, sound understanding of regulatory guidelines and security policies.Hardworking, fast-learner, team player, and can work under pressure.

Join e-pon now!