Compliance Lead - Audit (Global Company, Midshift, BGC-Hybrid/WFH)

We have an exciting opportunity to join a dynamic team and providing a lead role delivering our Compliance requirements across our internal and external regulatory requirements.

RESPONSIBILITIES

·        The successful candidate will report into the Infrastructure Director and be the focal point working with the various internal stakeholders and external auditors.

·        Support the IT Leadership regarding Compliance co-ordination within the Global IT Infrastructure organization.

·        Work to support the Infrastructure Team to address key technology open risks.

·        Support Infrastructure Team to maintain oversight controls and identify improvement opportunities.

·        Co-ordinate with the Group Risk and Control Team to support remediation of Internal and external Audit findings.

·        Provide appropriate challenge to both Internal and External auditors.

·        Liaise with managed service provider regarding external audit findings and remediation plans.

·        Follow up open Audit points and work with control owners.

·        Prepare for, attend and minute relevant compliance forums

·        Effective communication to all stakeholders.

QUALIFICATIONS

·        Minimum of 3 years’ experience in a compliance based role.

·        A working knowledge of various regulatory audits such as SOC, SOX, FCA and CCPA

·        Experience of working with external auditors

·        Experience of designing and implementing controls

·        Exceptional communication skills (verbal and written) to executive level

·        Mid Shift, office in BGC, Taguig

·        Flexible work arrangement (Hybrid/WFH)